In SOC 2 Auditing, how many categories make up the security principle?

The correct answer is that there are seven categories that make up the security principle in SOC 2 auditing. The SOC 2 framework, developed by the AICPA, is designed to help organizations demonstrate that they have adequate controls in place for processing data to protect the privacy and interests of their clients. The security principle specifically encompasses five key categories:

1. Logical and physical access controls - This includes measures to prevent unauthorized access to systems and data, emphasizing the need for both digital and physical security.

2. System operations - This category focuses on the procedures and controls in place to manage and monitor system operations effectively, ensuring that systems are performing as intended without disruptions.

3. Change management - Change management controls are essential to ensure that any changes made to systems are performed in a structured and controlled manner, reducing risks associated with unintended consequences.

4. Risk management - This category includes the identification, assessment, and management of risks that could impact the organization’s security posture.

5. Monitoring - Continuous monitoring is vital to detect and respond to potential security threats or vulnerabilities.

In total, while the security principle includes various specific criteria, these five categories effectively illustrate the overarching controls that contribute to overall security. The